Season 1: American Slavery
Episode 10: Slavery in the Constitution
Constitutional and legal historian Paul Finkelman explains the critical role slavery played in the founding of the United States and how the politics of slavery shaped in U.S. Constitution in ways that are still evident today.
Essential Ideas From This Episode
The United States was founded on the principles of freedom and liberty — and also on a belief in the institution of slavery. These conflicting ideas are enshrined in the U.S. Constitution, which created the nation’s legal foundation.
- Understanding how the U.S. protected slavery in law and treated enslaved people in court is essential for analyzing the consistent failure of the legal system to provide African Americans with equal justice under the law.
In this episode, constitutional and legal historian Paul Finkelman explains the role slavery played in the nation’s founding. Finkelman explores how the institution of slavery informed both politics and laws during the Revolutionary era and shaped the U.S. Constitution and legal system in ways that are still evident today.
African Americans and the Legal System: Reflections on Past and Present
Hasan Kwame Jeffries’ first book, Bloody Lowndes, tells of the transformation of rural Lowndes County, Alabama, from a citadel of violent white supremacy into the center of Southern Black militancy during the height of the Civil Rights Movement. Bloody Lowndes, however, does not begin in the 1960s but rather a century earlier at emancipation.
To understand the African American freedom struggle in the 20th century, we need to examine the same battle in the 19th century.
Lowndes County’s register of arrests from the 1880s reveals a pattern of police misconduct and judicial malfeasance that made a mockery of criminal justice. African Americans were routinely arrested on trumped-up charges and convicted in sham trials. The ridiculous charges that landed Black people in jail included “abusive language,” which could be applied to any Black person saying anything to a white person, and “reckless eyeballing,” when a Black person made and maintained eye contact with a white person for too long. No matter the charge, the accused had little recourse. When a Black person could not pay the exorbitant court cost, they were leased to plantation owners and mine representatives who could. This practice was slavery by another name.
In March 2015, when U.S. Attorney General Eric Holder delivered an update on federal investigations in Ferguson, Missouri, he described Ferguson as a community where local authorities consistently approached law enforcement not as a means for protecting public safety but as a way to generate revenue. Holder concluded that Ferguson’s emphasis on revenue generation through policing had fostered unconstitutional practices and contributed to constitutional violations at nearly every level of law enforcement — a striking parallel with Lowndes County from more than a century earlier.
Lowndes County, Alabama, and Ferguson, Missouri, are not anomalies but reflections of a legal system that has consistently failed to provide African Americans with equal justice under the law.
This historical reality begs the question: When it comes to African Americans, is the legal system broken, or is it working as designed?
To understand the African American experience with our country’s legal institutions today, we need to examine the African American experience and the role of slavery in our nation’s foundation.
Slavery and the Revolution
The irony of U.S. history is that we are one of the few countries whose founding begins with a statement that we hold these truths to be self-evident that we are all created equal while the institution of slavery was protected in the legal foundations.
- The Declaration of Independence asserts that “all men are created equal” with rights to “life, liberty, and the pursuit of happiness.” The irony is that its author, Thomas Jefferson, was a lifelong enslaver who held hundreds of people in enslavement — some of whom were his own children.
- The Continental Congress that adopted the Declaration was filled with enslavers, creating an inherent tension between the rights of enslavers to be free and have liberty — including the liberty to own other people, to buy and sell people, to whip and treat enslaved people like property — and others who found slavery immoral and appalling.
- In response to American colonists’ protests against taxes, in 1775, English intellectual Samuel Johnson asked, “Why do we hear the loudest yelps for liberty from the drivers of Negroes?” This question underscores the fundamental contradiction.
- While some Revolution-era leaders opposed slavery, many others, the majority, in fact — including George Washington, Thomas Jefferson, Patrick Henry, and the Pinckneys of South Carolina — owned enslaved people.
So how do we balance slavery and freedom in a nation that begins with assertions of freedom and rights of liberty written by those who enslaved other people?
It is critical to recognize that the inherent tension between those who found slavery immoral and those who wanted to continue the institution of slavery was an integral part of the country’s founding.
Black Soldiers in the Revolutionary War
As the Revolution began, ideas of liberty spread, and African Americans fought in the war.
- At the battles of Lexington and Concord, Black soldiers fought alongside white soldiers in the Massachusetts militias. At the Battle of Bunker Hill, one of the heroes was a Black soldier.
- When George Washington arrived in Cambridge, Massachusetts, to command the American troops, he was shocked to discover hundreds of Black soldiers. He had never encountered Black men with muskets and bayonets, and as an enslaver, the sight was something he probably always feared.
- The First Rhode Island regiment recruited enslaved African American men to fight in the Continental Army in exchange for their freedom.
[Note: African Americans fought on both sides during the Revolutionary War. In addition to those who fought alongside the American colonists, thousands of enslaved people escaped and fought for the British.]
Liberty wasn’t simply an ideal on paper for enslaved people; many African Americans embraced the direct promise and were willing to fight for their freedom.
State Laws Abolishing Slavery
Some Northern states began to dismantle slavery — some even before the end of the Revolutionary War.
- The Pennsylvania Gradual Abolition Act of 1780 asserted that all children of enslaved women would be born free, and thus, slavery would die out. Rhode Island, Connecticut, New York, New Jersey, and the Canadian province of Upper Canada (today’s Ontario) adopted gradual abolition acts based on the Pennsylvania law.
- Massachusetts’ law, adopted through its 1780 Constitution, declared that all men were born free and created equal. By 1783, the courts ruled that enslaved people could no longer be held in the state. New Hampshire had a similar clause in its Constitution.
- Northern states that joined the Union after the Revolution, such as Vermont and Ohio, prohibited slavery in their constitutions. Vermont, which joined the Union in 1791, in fact had a constitution that abolished slavery earlier than any other — in 1777.
By the Constitutional Convention in 1787, Pennsylvania, Connecticut and Rhode Island had passed gradual abolition acts, while Massachusetts and New Hampshire had ended slavery. In all other states represented at the convention (Delaware, Georgia, Maryland, New Jersey, New York, North Carolina, South Carolina, and Virginia), slavery was still legal.
While slavery is often considered a Southern institution, a substantial number of enslaved people lived in New Jersey and New York at the time the Constitutional Convention met. And the business of slavery, in which the North played a role through commerce, was essential to perpetuating the institution of slavery.
Episode 3 of this podcast series, “Slavery and the Northern Economy,” offers a deeper discussion on this topic.
Slavery and the U.S. Constitution: Power and Representation
Scholar Annette Gordon-Reed explores how the Constitution protected the institution of slavery and allowed enslavers to aggressively defend its expansion.
The U.S. Constitution was written by a nation in which slavery was legal and prosperous in many states. At the 1787 Constitutional Convention, slavery was a deeply divisive issue, fueling the debate over representation and political power.
The conflict centered on how to count the population to allocate the number of representatives in the new Congress, specifically in the House of Representatives. Should proportional representation be based only on free inhabitants (a count that would make Pennsylvania the largest state with the most representatives) or on the total number of people, including those who were enslaved (which would make Virginia the state with the most representatives)?
- The critical issue was political power. Does the South increase its political power by counting enslaved people toward the number of representatives in Congress, or is the national government going to be based only on the contributions of free people and thus, only free people will be counted for representation? (In essence, should states be able to use enslaved people to count toward representation and political power when enslaved people in those states have no freedom and no representative voice?)
- The result was the convention’s adoption of the Three-Fifths Clause. This compromise determined that representation and direct taxes would be based on counting the whole number of free persons and “three-fifths of all other persons” (enslaved people). So, the basis for representation is to count all free people, then count all enslaved people and multiply by 3/5 or 60%, then add them together for the state’s total.
- This clause is often misunderstood to mean a Black person was considered three-fifths of a person; rather, the clause was a mechanism to allocate political power to slaveholding states based on 60% of their enslaved population.
- Ironically, those who opposed slavery did not want to count enslaved people at all for representation because that gave more political power to enslavers who gained representation based on the people they enslaved.
- For slaveholding states, counting the enslaved was not about arguing for equality; it was purely a strategy for political advantage and the protection of the institution of slavery.
While the three-fifths ratio for counting enslaved people prevented the slaveholding states from gaining an outright majority.
Effects of the Three-Fifths Clause
Examining the role the Three-Fifths Clause played in the early political process and the subsequent laws passed reveals how slavery fundamentally shaped the American political system.
- The Three-Fifths Clause was also crucial to the decision on how the U.S. president is elected and the creation of the Electoral College.
- During the convention’s debates over presidential elections, James Madison noted that it would be best for “the people at large” to elect the president. But in the compromise of an Electoral College, Madison recognized that Northern states would have more power because the South’s enslaved population could not vote, and this would lead to Southern states objecting to a system of direct elections by the people.
[In Madison’s words: “The right of suffrage was much more diffusive in the Northern than the Southern States; and the latter could have no influence in the election on the score of the Negroes. The substitution of electors obviated this difficulty and seemed on the whole to be liable to fewest objections.”] - The Electoral College was established as a compromise, giving each state voting power based on its total number of Representatives (which used the Three-Fifths Clause count). This mechanism ensured that the enslaved population, who had no voting rights, would still provide slaveholders with crucial leverage in electing a pro-slavery president.
- This bargain over slavery had immediate and dramatic consequences: In the presidential election of 1800 between John Adams (who was not an enslaver) and Thomas Jefferson (who enslaved at least 200 people), the electoral votes generated by the Three-Fifths Clause were decisive. If this election had been based on the popular vote or if three-fifths of the enslaved had not been counted, Adams likely would have won, illustrating how the clause affected not only Congress but also the office of the president.
- The political advantage granted by the Three-Fifths Clause had lasting effects: the Missouri Compromise of 1820 was a law that allowed the spread of slavery into new Western territory. Specifically, it admitted Missouri as a slave state. This Compromise would have failed to pass without the disproportionate voting power the South gained from the Three-Fifths Clause.
- Similarly, the Fugitive Slave Law of 1850, which stripped formerly enslaved people of protection, was a direct product of the South’s enhanced representation, powered by the three-fifths count that ensured the bill had the necessary votes to become law.
Political Power and the Presidency
Of the twelve men elected to serve as president between George Washington and Abraham Lincoln, the majority were enslavers from the South. But even among the presidents elected from the North, several had strong ties to slavery:
- Martin Van Buren (New York) was an enslaver before the state abolished slavery in 1827.
- William Henry Harrison (Ohio) was an enslaver for most of his life, hailing from a Virginia slaveholding family.
- James Buchanan (Pennsylvania) was from a slaveholding family that used long-term indentures to continue holding the descendants of enslaved people even after Pennsylvania passed its Gradual Abolition Law.
- Only four of the 12 presidents during this period were not enslavers and had no enslavement ties through their families. This indicates the power of slavery in the political process, a direct result of the Three-Fifths Clause in Article I of the Constitution.
The Constitution’s Provisions To Protect the Slave Trade
The belief that the slave trade was horrendously awful and immoral was a sentiment expressed even among enslavers like Thomas Jefferson.
States like Georgia and South Carolina lost thousands of enslaved people during the American Revolution. By the war’s end, tens of thousands of enslaved people left with British troops, some finding emancipation. (Unfortunately, not all found lasting freedom, as some were forced back into slavery.)
- At the Constitutional Convention, delegates from Georgia, South Carolina and North Carolina argued against efforts to abolish the slave trade and for legal protections to prevent Congress from abolishing it, given the popular sentiment was that the slave trade was wrong.
- Article I, Section IX, of the Constitution states, “The migration or importation of such persons as any of the states now existing shall think proper to admit shall not be prohibited by the Congress prior to the year One Thousand Eight Hundred and Eight.”
- The Constitution established the Migration and Importation Clause, which specifically allowed for the continued importation of enslaved people until 1808. Some historians and political scientists mistakenly interpret this clause to mean that Congress was required to abolish the slave trade by 1808; in actuality, it ensured that the trade could not end before 1808.
- Southern states believed they were buying time and that by 1808, the Deep South would have a larger population than the North, giving them veto power to maintain the slave trade.
Provisions To Maintain the Institution of Slavery
At the Constitutional Convention, Southerners demanded a clause to recover fugitives from slavery. Northern delegates, seemingly exhausted by the debates from the Southern delegates, allowed the passage of the Fugitive Slave Clause — Article IV, Section 2, Clause 3 of the Constitution.
- The clause read: “No person held to service or labor in one state under the laws thereof, escaping into another shall in consequence of any law or regulation therein be discharged from such service or labor, but shall be delivered up on claim of the party to whom such service or labor may be due.”
- While this clause does not directly mention the words “slave” or “fugitive,” the impact was clear: If an enslaved person escaped from a Southern state to a Northern non-slaveholding state, they could not become emancipated under the Northern state’s law. Additionally, the Northern state would be obligated to comply and return the enslaved person based on the claim of the enslaver, even without proof.
Fugitive Slave Laws and Northern Response
In 1793, Congress passed the first Fugitive Slave Law, which had almost no protections for enslaved people claimed as fugitives. However, this Law was ineffective because many Northern states did not help Southern states capture fugitive enslaved persons.
- In 1842, the Supreme Court heard its first case on the Fugitive Slave Law, Prigg v. Pennsylvania, ruling that no state could interfere with the return of a fugitive enslaved person. In effect, a “slave catcher” could seize an individual and claim them as property without any judicial process or proof, and the free state was legally forbidden from intervening.
In response to the Fugitive Slave Law, Northern states passed “personal liberty laws,” prohibiting their state officials from helping the return of fugitive enslaved persons and prohibiting the use of jails for fugitives.
- This did not stop the seizing of fugitive enslaved persons — especially in easy treks like crossing from Maryland into Pennsylvania. For more complicated treks, such as traveling to New York and back to the South with a captive person, doing so without the help of local officials would be more difficult.
- One example to explore: in Boston in 1842, George Latimer, a fugitive enslaved person, was seized by a slave catcher and detained in jail. The resulting public outrage forced the county sheriff, an elected official, to release Latimer, refusing to allow Massachusetts jails to be used for the detention of fugitives. Upon Latimer’s release, the enslaver realized there was no safe place to detain him in Boston. For a small amount of money, Latimer was emancipated. This case illustrates how some Northern states reacted to the Supreme Court’s ruling.
The pushback from Northern states, exemplified in the Latimer case, ultimately led to the Fugitive Slave Law of 1850.
- Adding more provisions to the Fugitive Slave Law of 1793, under the 1850 law a federal commissioner was appointed to every county in the U.S. who had the authority to request assistance from the Army, Navy, Marines, Coast Guard or national militias to protect an enslaver’s interest in a fugitive enslaved person.
- This led to about one thousand African Americans being captured and returned to the South between 1850 and 1860.
- The irony of these laws is that they completely violated states’ rights.
While the Fugitive Slave Laws faced resistance from Northern states and raised concerns about violating states’ rights, Southern states grew angry at Northern efforts to protect formerly enslaved people — and all their African American citizens.
Episode 1 of this podcast series, “Slavery and the Civil War, Part 1,” examines the role of slavery in secession and the Civil War.
Southern states did not secede in 1860 to protect states’ rights; they disagreed with Northern states’ rights in trying to protect their citizens from being seized as fugitives. They seceded to protect the institution of slavery.
Suppressing Insurrections
The power to suppress fugitives and potential rebellion of enslaved people was a key concern of Southern states, and it is reflected in the Constitution. The Fugitive Slave Clause is not the only place in the Constitution where Southern states secured the authority to maintain order and suppress insurrections.
- Article I of the Constitution, Section 8, says, “Congress shall have the power to provide for calling forth a militia to execute the laws of the Union, suppress insurrections and repel invasions.”
- Article IV of the Constitution says, “The United States government can do the same thing against insurrections in the states.”
These articles provided double protection against insurrections and rebellions, a matter of concern for Southerners. Ultimately, Southern delegates supported ratifying the Constitution as a means to protect the institution of slavery, as the national government was empowered to use its resources, including federal law enforcement, to suppress such uprisings.
- The pattern of Constitutional commitment to slavery is clear in two rebellions: The U.S. Navy was called to find and capture enslaved persons who participated in Nat Turner’s rebellion. Similarly, the U.S. Marines — led by Col. Robert E. Lee of the U.S. Army — were deployed to suppress John Brown’s raid into Virginia. In both cases, the military power of the United States was used to defeat attempts at emancipation.
The irony is that while Southern states insisted that the national government not interfere with their right to uphold slavery, they fiercely advocated that the national government use its full resources to protect that very institution.
The Southern Victory at the Constitutional Convention
Charles Cotesworth Pinckney, a general during the Revolutionary War and South Carolina’s head delegate at the Constitutional Convention, returned to South Carolina and relayed to the state legislature: “We have a security that the general government can never emancipate them. For no such authority is granted and it is admitted on all hands that the general government has no powers but what are expressly granted by the Constitution and that all rights not expressed were reserved to the several states.”
Returning from the Constitutional Convention, Southern delegates felt victorious. They had secured a Constitution that granted them disproportionate political power through the counting of their enslaved population (Three-Fifths Clause), protected the slave trade for at least another 20 years (Migration and Importation Clause), and ensured federal military and naval resources would be used to suppress slave insurrections and guarantee that fugitives would be captured and returned.
